Investment Advisory Compliance Senior Specialist | Asheville, NC

Detailed Information

  • Location: Asheville, NC

  • Company: Virtualvocations

Provide compliance support for personal trading and participate in audits and annual reviews Required Qualifications: 2+ years of compliance or financial services experience General knowledge of securities laws and regulations Bachelor's degree or equivalent relevant degree Series 6/26, Series 65/66, or Series 7/24 preferred

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